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Code of Ethics

·        To act with Honesty and Integrity at all times - This will extend to representations made in advertising, commissions received, all communications, advice provided and customer applications.  This will ensure that the best interests of both the customer and financial institution are always upheld.

·        To comply with all Laws and Regulations relating to the Mortgage Industry, Insurance Industry and Investment Industry - To maintain a current understanding of an adherence to all laws and regulations as they pertain to the finance industry.

·        Conflicts of Interest - In each professional assignment undertaken, a Member must both be and be seen to be free of any interest which is incompatible with the best interests of the customer.  This will extend to both product advice and commissions received.  Substantiation of any recommendation will be freely provided to the customer.

·        To maintain Confidentiality in all dealings

·        To help everyday people, every day

 

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