Code of Ethics
To act with Honesty and Integrity at all
times - This will extend to representations made in advertising,
commissions received, all communications, advice provided and customer
applications. This will ensure that the best interests of both the
customer and financial institution are always upheld.
To comply with all Laws and Regulations
relating to the Mortgage Industry, Insurance Industry and Investment
Industry - To maintain a current understanding of an adherence to all
laws and regulations as they pertain to the finance industry.
Conflicts of Interest - In each professional
assignment undertaken, a Member must both be and be seen to be free of any
interest which is incompatible with the best interests of the
customer. This will extend to both product advice and commissions
received. Substantiation of any recommendation will be freely
provided to the customer.
To maintain Confidentiality in all dealings
To help everyday people, every day